Regulatory responses

This unique position means we are well placed to provide comments in response to consultation papers issued by regulators and governmental bodies on critical industry issues.

Second Consultation Paper on an Effective Resolution Regime for Financial Insitutions in Hong Kong
Date: January 2015
Consultation:
CLS comment:
NYSDFS Revised Proposed Regulations Regarding Virtual Currencies (23 NYCRR Chapter 1, Part 200)
Date: February 2015
Consultation:
CLS comment:
EBA Consultation Paper (EBA/CP/2014/46): Draft Regulatory Technical Standards on Resolution Colleges under Article 88(7) of Directive 2014/59/EU
Date: December 2014
Consultation:
CLS comment:
BCBS Consultation on Corporate governance principles for banks
Date: October 2014
Consultation:
CLS comment:
PRA Consultation Paper (CP19/14): The implementation of ring-fencing: consultation on legal structure, governance and the continuity of services and facilities
Date: October 2014
Consultation:
CLS comment:
FSB Consultative Document: Cross-border recognition of resolution action
Date: September 2014
Consultation:
CLS comment:
NYSDFS Proposed Regulations Regarding Virtual Currencies (23 NYCRR Chapter 1, Part 200)
Date: July 2014
Consultation:
CLS comment:
Consultation Paper on an Effective Resolution Regime for Financial Insitutions in Hong Kong
Date: January 2014
Consultation:
CLS comment:
PFMI Reg HH CLS Comment Letter 3.31.2014.pdf
Date: January 2014
CPSS IOSCO Consultative Report on Assessment Methodology for Oversight Expectations Applicable to Critical Service Providers
Date: December 2013

Regulatory contacts

Regulatory Affairs
Global
+1 212 943 2290